D.C. Circuit Court of Appeals Takes FAA to the Woodshed in Cape Cod Wind Farm Case

The proposed location of the first offshore wind farm, 130 wind turbines, each 440 feet tall, in a 25 square mile in Nantucket Sound, has been controversial from the start. The controversy has arisen partially because of Cape Cod’s high profile residents who would be visually impacted (such as the Kennedy family), and partly because of the proximity of the Town of Barnstable which is owner and operator of a municipal airport.

Now the courts have weighed into the controversy. In Town of Barnstable, Massachusetts v. Federal Aviation Administration, 2011 W.L. 5110119 (C.A.D.C.), decided on October 28, 2011, the D.C. Circuit Court of Appeals held that: (1) the petitioners in two consolidated cases, Barnstable and Alliance to Protect Nantucket Sound, had standing to challenge the Federal Aviation Administration’s (“FAA”) determination that the wind farm would not pose a hazard to air navigation under FAA regulation 14 C.F.R. Part 77; and (2) FAA’s finding of “no hazard” to air navigation under that section was a result of the agency’s failure to properly apply its own regulations and the guidance in its own Order JO 7400.2G (April 10, 2008) (“Handbook”).
 

The first issue, that of standing, is jurisdictional in the Federal Appellate Courts. That is, if the petitioner cannot show, at the most basic level, that the challenged action caused injury to its own interests; that “the injury is fairly traceable to the challenged action,” Id. at * 2; and that a favorable decision by the court could likely redress, or remedy, that injury, the court does not have jurisdiction to hear the case.

The FAA disclaimed both causation and redressability. The Court held, however, that, while “FAA’s hazard determinations, by themselves, have ‘no enforceable legal effect,’” Id., quoting BFI Waste Systems v. FAA, 293 F.3d 527, 530 (D.C. Cir. 2002), in this case, the Department of Interior (“DOI”), the ultimate arbiter of whether the wind farm receives government approval, had “repeatedly assigned the FAA a significant role in the decision making process,” Id., by, among other things: (1) requiring Cape Wind Associates, the project sponsor, not begin construction until receipt of FAA’s final hazard determination; and (2) requiring that Cape Wind comply with all FAA proposed mitigation measures, even those imposed after the signing of the lease for the required property with DOI.

Ultimately, the Court held that “given Interior’s incorporation in the lease of all past and prospective mitigation measures proposed by FAA, its conditioning of initial construction on the final FAA decision, and its persistent attention to the safety mandate in its authorizing statute . . . we find it likely, as opposed to merely speculative that the Interior Department would rethink the project if faced with a FAA determination that the project posed an unmitigatable hazard.” Id. at * 5. Thus, the Court found the FAA’s action redressable by an order of the Court sending the project back to FAA for reanalysis using correct procedures, even if the results of the reanalysis were within the FAA’s discretion and might not be different than the original no hazard determination.

Perhaps most surprising is the Court’s analysis on the second issue. Using as a benchmark the FAA’s own Handbook, the Court found that the FAA had improperly relied on only one standard in the Handbook for determining a hazard, that set forth in § 6-3-8(c)1 which states: “A structure would have an adverse [aeronautical] effect upon VFR air navigation if its height is greater than 500 feet above the surface at its site, and within two statute miles of any regularly used VFR route.”

The Court then pointed to various other standards for determining whether a project would have an “adverse effect,” including those articulated in § 6-3-3. Finally, the Court found that the record was replete with evidence that the wind farm would have an “adverse effect” on Visual Flight Rule (“VFR”) operations, causing them to be re-routed, or to fly in closer proximity to the wind farm structures than the minimum 500 foot distance permitted by FAA regulation 14 C.F.R. § 91.119.

What distinguishes this case from most of its predecessors is the Court’s deviation from the traditional deference accorded to determinations by a government agency acting within the course and scope of its authority. The reason why the issue of deference did not arise is that, cannily, the petitioners did not pit their own experts’ opinions against those of the FAA, or engage in a “battle of the experts.” Instead, petitioners turned the Court’s attention to the FAA’s misapplication of its own guidance, and the study conducted by its own consultant, Mitre Corporation, for the proposition that numerous flights would be at an altitude of 1,000 feet or less over the area in which the turbines would be built, Id. at * 6, and that, once built, the flights would be at less than the 500 foot minimum altitude over the structures.

In summary, while the Court offered no guarantees that the FAA or DOI would eventually reach different conclusions, it opined that the evidence in the record showed “the project may very well be such a hazard,” Id. at * 7, and held the FAA to the “standard requirement of reasoned decisionmaking,” rather than “catapulting over the real issues and the analytic work required by the Handbook.” Id. Prospective petitioners can only hope that this analysis by the Court will guide it when faced with similar FAA deviations from its own guidance in the future.
 

Seeking to Overturn the Dismissal of its Challenge to the East Coast Airspace Redesign, Delaware County, Pennsylvania, Files Petition for Certiorari to the U. S. Supreme Court

On Tuesday, November 17, 2009, Chevalier, Allen & Lichman filed a Petition for Writ of Certiorari to the United States Supreme Court on behalf of its client County of Delaware, Pennsylvania (“Delaware”). The Petition asks the Court to reverse the decision of the D.C. Circuit Court of Appeals in County of Rockland, New York, et al. v. Federal Aviation Administration, et al., and remand to the Federal Aviation Administration (“FAA”) for a decision consistent with Congress’ intent and instruction in the Conformity Provision of the Clean Air Act, 42 U.S.C. § 7506.

Delaware argues that the FAA violated the Clean Air Act when, as the Court of Appeals acknowledged, the FAA “did not directly calculate the level of emissions” resulting from a redesign of approach and departure paths at five major airports across five states with five separate State Implementation Plans in the northeastern United States. The Court of Appeals went further and found that FAA “did not need to quantify the reduction [in emissions] in order to conclude the redesign was exempt from a conformity determination,” and assuming FAA’s omission was error, Petitioners had failed to prove the error harmful.

Delaware responds in its Petition that FAA’s failure to follow the clear mandate of the Clean Air Act to calculate emissions; do so within and with respect to each State’s Implementation Plan (“SIP”), 42 U.S.C. § 7506; or, in the alternative, apply the regulations promulgated by the Environmental Protection Agency for determining whether a project is subject to a de minimis exemption from conformity, 40 C.F.R. § 93.153(c) and (b), is both error and harmful, because FAA’s failure prejudices Delaware’s “substantial rights” in the expectation that Federal agencies will comply with the express mandates of Congress in statutes that, like the Clean Air Act, require specific results.

Finally, Delaware argues that the Court of Appeals’ decision not only threatens its substantial rights in the benefits granted by Congress, but also grants a “free pass” to all Federal agencies to rewrite the rules for compliance with the Clean Air Act.

A separate Petition for Writ of Certiorari was also filed by co-Petitioners in the underlying action State of Connecticut and Rockland County. Because the Supreme Court receives a vast number of Petitions, there is no set time frame within which Delaware expects to be notified of the Court’s decision. Obviously, however, Delaware believes that absent a favorable determination from the Supreme Court, its ability to exercise its responsibilities to ensure the public health and welfare under Pennsylvania law, as well as the individual rights of its citizens, will be seriously, and, perhaps, permanently jeopardized.

D.C. Circuit Court of Appeals Decides Against Challenge to East Coast Airspace Redesign

In a per curiam Abbreviated Disposition that will not be published, the U.S. Court of Appeals for the District of Columbia Circuit summarily denied 12 separately-filed petitions for review that questioned the legality of the Federal Aviation Administration’s Environmental Impact Statement for its East Coast Airspace Redesign. The matter, Rockland County v. Federal Aviation Administration, brought 12 lawsuits together that represented a multitude of petitioners from Delaware, Pennsylvania, New Jersey, New York, and Connecticut. The Court kicked all of the citizens’ complaints about the effect the Airspace Redesign would have on their environment to the curb, deferring to the FAA’s analysis.

The Court reached this conclusion without addressing many of the arguments that the Petitioners presented in their briefs and at oral argument. First, with respect to Petitioners’ argument that the EIS violated the National Environmental Policy Act, the court simply stated that it is deferring to the FAA’s reasoning that they did everything they needed to do. Not mentioned in the Court’s cursory and truncated analysis is the fact that the FAA has said that it will not implement the Night Routing part of the EIS’ “Preferred Alternative,” and the effect that failure will have on the environmental impacts of the Airspace Redesign.

Second, the Court also deferred to the FAA in deciding that the EIS sufficiently took into account the state and local parks and parklands that would be affected by the Airspace Redesign. The Court, states that the Petitioners should have engaged in a “battle of the experts” and should have “impugn[ed] the agency’s screening methodology.” Disposition, p.8. In most cases, impugning an agency’s methodology is looked upon in great disfavor by a court.

Finally, the Court decided that the Airspace Redesign fell within the de minimis exception of the Clean Air Act, thereby releasing the FAA from any requirement to perform any type of analysis as to the impact the project will have on the surrounding area’s air quality programs. The Court admitted that the FAA did not follow the procedures set forth by the EPA in 40 CFR 93.153, but the “fuel burn analysis” that the FAA did create was sufficient. This was true, the Court concluded, despite the fact that the “fuel burn analysis” was devoid of any mention of criteria pollutants or indirect emissions as required by EPA’s regulation 40 CFR 93.153. The Court went on to hold that any error that the FAA committed in not following the required air quality procedures was harmless error.

It is obvious why the Court does not want this decision published. It is rudimentary and lacking in analysis of many of the arguments presented by the Petitioners. Moreover, it is cursory in statements of law and fact. For example, on p. 10 of the Disposition, in a footnote, the court states:

The petitioners also argue that the fuel burn analysis failed to show the redesign will reduce emissions in all relevant nonattainment and maintenance areas, see 40 C.F.R. 93.153(b), but that argument is not properly before us because the petitioners failed to raise it until their reply brief, Sitka Sound Seafoods, Inc. v. NLRB, 206 F.3d 1175, 1181 (D.C. Cir. 2000).

In fact, the Petitioners had raised that issue in their opening brief, not once, but twice. See, Petitioners’ Joint Brief, pp. 88 and 93.

In the end, it is sad to see that a Court that prides itself on having many of its members become Supreme Court Justices, hide behind a per curiam decision that is so superficial and so careless. The Petitioners now have 45 days to decide whether to seek a rehearing or a rehearing en banc.

Other Articles on the subject:

Other posts on this blog about the Airspace Redesign:

East Coast Airspace Redesign Challenge Heard at D.C. Circuit Court of Appeals

A multi-year challenge to the Federal Aviation Administration’s reorganization of the airspace in four East Coast states culminated on May 11, 2009 with oral argument at the D.C. Circuit Court of Appeals before Chief Judge David Sentelle, and Judges Douglas Ginsberg and Ray Randolph.  The litigation team was made up of 12 law firms representing public entities and environmental organizations from Connecticut, New York, New Jersey and Pennsylvania.  The team designated three of its members to present the oral argument: (1) Richard Blumenthal, Attorney General of the State of Connecticut; (2) Larry Liebesman, of Holland & Knight, representing communities in Rockland County, New York; and (3) Dr. Barbara Lichman of Chevalier, Allen & Lichman, representing Delaware County, Pennsylvania.  The FAA was represented by Department of Justice attorneys Mary Gay Sprague and Lane McFadden.

In the 30 minutes allotted to the opening presentation, the team emphasized the FAA’s failure to adhere to governing statutes and regulations in implementing the Airspace Redesign Project.  Specifically, Attorney General Blumenthal presented the Court with a litany of FAA lapses in conducting the analysis of the project’s noise impacts.  The Attorney General argued that the mistakes and omissions from the analysis resulted in artificial and inaccurate minimization of those impacts.  In addition, the Attorney General challenged FAA’s failure to reveal even the artificially minimized noise impacts to the affected public for review and comment, as it is obligated to do under the National Environmental Policy Act, 42 U.S.C. § 4321, et seq. 

Mr. Liebesman, in turn, pointed out to the court that FAA similarly failed to adhere to the requirements of § 4(f) of the Department of Transportation Act in that it did not consult with the proper state officials concerning the project’s potential impacts on natural resources in their states; did not properly target or analyze those impacts; and, ultimately, failed to disclose them to the public. 

Finally, Dr. Lichman argued that FAA entirely failed to comply with the Clean Air Act’s conformity provision, 42 U.S.C. § 7506, which states, unequivocally, that no Federal action may be implemented that does not comply with the Air Quality Implementation Plans developed and implemented by individual states (“SIP”).  Dr. Lichman asserted that FAA not only failed to adequately establish that the project would conform as required, but had entirely failed to conduct any air quality analysis at all. 

Predictably, FAA responded to Petitioners’ arguments by reminding the Court of the nine years of preparation that went into the project, and its public relations efforts to reach the massive populations of those states, as well as by claiming the lack of impacts resulting from an airspace action which FAA opines will not be accompanied by increase in the number of aircraft using the airspace. 

Just as predictably, the Court focused less on the adequacy of FAA’s analyses, where evidence of such analyses exists in the Administrative Record, and more on the absence from the Administrative Record of any evidence of compliance with the trifecta of statutes upon which Petitioners’ challenge relied.  For example, Judge Ginsburg articulated the Court’s traditional reluctance to substitute its own judgment concerning the adequacy of FAA’s forecasting of the project’s growth inducing, and consequent noise impacts for the expertise of the FAA, the agency charged with responsibility for regulation of airspace. 

Similarly, Chief Judge Sentelle questioned Petitioners’ claims concerning the adequacy of FAA’s analysis of the project’s impacts on state and local parks, on the ground that state officials knew of the project over its nine year preparation time and, thus, had a reciprocal responsibility to notify FAA of the potential impacts of the project on the state’s resources.

The Court seemed somewhat more receptive, however, to Petitioners’ argument that: (1) FAA had performed no analysis whatever of emission from the project; (2) absent such analysis the project’s conformity could not be established; and (3) absent an analysis of the project’s conformity position, the Clean Air Act prohibits the project’s continued implementation.  FAA responded that it had performed an analysis, the Fuel Burn Report, FEIS, App. R, demonstrating that the project would reduce aircraft fuel burn, and, thus, by extension, emissions.  The Court questioned that unsupported conclusion on, among others, the ground that FAA’s Fuel Burn Report showed the project increased fuel burn at some airports. 

While it is usually fruitless to attempt to second guess the Court, Petitioners believe the Court approached the issues fairly, objectively and knowledgeably, and Petitioners are guardedly optimistic that some of their principal arguments hit home.  A final decision from the Court may take a number of months.

Petitioners File Reply Brief in East Airspace Redesign Case

On Friday, March 6, 2009, the Joint Petitioners in the East Coast Airspace Redesign case now pending in the D.C. Circuit Court of Appeals, filed their Reply Brief, arguing that the FAA failed to comply with 4(f) of the Department of Transportation Act, the Clean Air Act and NEPA.

The Reply Brief takes the FAA to task for failing to consult with the state and local authorities regarding the tremendous impact that the Airspace Redesign will have on "4(f) properties," that is, state and local parks, and wildlife preserves.  It also points out that the FAA is in violation of the Clean Air Act, because it failed to establish that the Airspace Redesign would conform with the Clean Air Act.  Finally, the Reply Brief, argues that the FAA violated NEPA by not following its own regulations concerning aircraft noise in assessing the noise impacts of the Airspace Redesign.

Briefing for the case is now completed and oral argument is scheduled for 9:30 a.m.. on May 11, 2009, in front Judges Sentelle, Ginsburg, and Randolph at the E. Barrett Prettyman United States Courthouse, 333 Constitution Ave. NW, Washington, D.C..  Senators Dodd (D - Conn.) and Specter (R - Pa.) filed a amicus curiae brief supporting the Petitioners' Petition for Review to have the Airspace Redesign vacated and remanded back to the FAA.  The New Jersey Attorney General, Anne Milgram also filed an amicus brief in support of the Petitioners.

Other Posts regarding this Litigation:

 

D.C. Circuit Court of Appeals Denies Petition for Review of FAA's "Presumed to Conform" Rule

On February 3, 2009, the U.S. Court of Appeals for the District of Columbia Circuit denied a petition for review of the Federal Aviation Administration’s (FAA) “presumed to conform rule.”  72 Fed.Reg. 41565 (July 30, 2007).  

Under the “presumed to conform rule” the FAA can avoid its obligation under the Clean Air Act to assure that its projects “conform to an implementation plan after it has been approved or promulgated under section 7410" of the Clean Air Act.  42 U.S.C. 7506(c).  The FAA used its presumed to conform rule as one of the justifications for its failure to perform a conformity determination in the East Coast airspace redesign.

Although the Court found that the Petitioners did not have standing to bring the petition for review, the petition was successful in at least a couple regards.  First, the decision was based on the predicate issue of standing, and did not reach the merits of the Petitioners’ argument that the FAA had not complied with federal law in the promulgation of its presumed to conform rule.  Thus, that argument may be raised by the Petitioners in the East Coast airspace redesign litigation now pending before the D.C. Circuit.

Second, by bringing this case, Petitioners exhausted their legal remedies with respect to a "facial" challenge to the FAA's presumed to conform rule.  The opinion in this case leaves the validity of the FAA’s presumed to conform rule on the table, ripe for the court’s consideration in the airspace redesign litigation.

That being said, the court’s opinion is not without error.  For example, the court states that the “Petitioners challenge two recent FAA actions in which the FAA altered the air traffic control activities at airports . . .” Opinion, p.4.  However, that, in fact, is not the case.  As stated in the Petitioners’ brief, the issue was whether the FAA followed the rules set out by the EPA in 40 CFR 93.153 in promulgating its presumed to conform rule.  By confusing the Petitioners’ facial challenge of the FAA’s presumed to conform rule for an “as applied” challenge, the court mistakenly applied incorrect facts and law to the matter that resulted in error in the outcome.

You can read the pleadings in this matter right here:

In addition, the EPA is revising the regulations governing conformity. They expect to issue new regulations in early 2009. A group of cities and concerned companies filed comments on the EPA’s proposed revisions and asked the EPA to eliminate the “presumed to conform” rule from the regulations.

Other blog posts on this topic: